Regulatory Mechanism

The regulatory mechanism for the Social Stock Exchange involves several key processes to maintain integrity and trust:

Registration and Listing: NGOs and social enterprises must undergo a rigorous registration and listing process, including submission of detailed documentation and compliance with SEBI guidelines.
Monitoring and Reporting: Continuous monitoring of listed entities is conducted to ensure compliance with disclosure and reporting requirements. Regular updates on financial performance and social impact are mandatory.
Investor Protection: Mechanisms are in place to protect the interests of investors, including grievance redressal systems and transparency in fund utilization.
Audit and Review: Periodic audits and reviews are conducted to ensure adherence to regulatory standards and to verify the proper use of funds raised through the SSE.
Regulatory Oversight: SEBI, in collaboration with the SSE, oversees the functioning of the exchange to ensure it operates within the established legal and regulatory framework.